Blog Posts — February 1, 2021

INFOGRAPHIC: The SEC Derivatives Rule – The Road to Compliance

The SEC has adopted the 18f-4 Rule which will affect specific investment companies using derivatives. Reporting on stress tests, VaR measurements and backtests, are just some of the mandatory requirements – all of which can be accessed through the cloud-native Axioma RiskTM risk management platform.

Visualize the Road to Compliance

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