Case Studies

Streamlining the Regulatory Reporting Process

Client Type:

Asset Manager

AUM:

USD 100 billion


The Need

A streamlined process for their regulatory reporting obligations and a solution that integrated their third-party data with more accurate risk analytics.

The Challenge

Our client’s existing provider did not support all filing regulations and did not integrate with the client’s third-party data. Without connectivity of investment systems, regulatory filings are likely to have inaccurate information and therefore, the client was spending valuable time manually aggregating data and calculations prior to submitting reports to ensure accurate filings.

The Solution

Our fully-managed, pain-free regulatory solution reduces the reporting burden in a cost-efficient way. Our Reporting Solutions Team assisted with the process from start to finish – freeing up time for the client to focus on core business objectives.

Because risk analytics are mathematically derived with the power of the Axioma RiskTM calculation engine, we can fully customize regulatory reports for each client based on their unique risk methodologies. This situation was no different: We provided support for all the required regulations while connecting our system with their third-party sources to ensure consistency and accuracy across their investment functions. The client used our data warehouse to transfer and aggregate data to visualize and create filings using our interactive dashboards and then submit regulatory filings electronically directly to the regulators via APIs.

The Qontigo Advantage

End-to-end SaaS solution

Enables completion of all regulatory filings within a single platform

Fully-managed process

Qontigo Reporting Solutions Team will work with you end-to-end

Real-time validation

Transparent, consistent and accurate risk analytics derived from the Axioma Risk engine

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